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SEC (Securities & Exchange Commission)


Contact the SEC via http://www.sec.gov/smbus/qasbsec.htm or by phone, fax or mail.

They will be happy to send you the informational pamphlet, "Q&A : SMALL BUSINESS and the SEC -- a discussion to help you understand capital formation and the Federal securities law".



MAIN OFFICE
U.S. Securities and Exchange Commission
450 Fifth Street, N. W. Washington, D.C. 20549

(202) 942-8090


REGIONAL OFFICES


Region 1 : SEC Northeast Regional Office
7 World Trade Center, 13th Floor
New York, NY 10048
(212) 748-8000

Region: Connecticut, Delaware, District of Columbia, Maine, Maryland, Masachussetts, New Hampshire, New Jersey, New York, Pennsylvania, Rhode Island, Vermont, and West Virginia.



Region 2 : SEC Southeast Regional Office
1401 Brickell Avenue, Suite 200
Miami, FL 33131
(305) 536-5765

Region: Alabama, Florida, Georgia, Louisiana, Mississippi, North Carolina, Puerto Rico, South Carolina, Tennesse and Virgin Islands.


Region 3 : SEC Midwest Regional Office
Northwestern Atrium Center
500 West Madison Street, Suite 1400
Chicago, IL 60661
(312) 353-7390


Region : Illinois, Indiana, Iowa, Kentucky, Michigan, Minnesota, Missouri, Ohio and Wisconsin.



Region 4 : SEC Central Regional Office
1801 California Street
Denver, CO 80202
(303) 391-6800

Region: Arkansas, Colorado, Kansas, Nebraska, New Mexico, North Dakota, Oklahoma, South Dakota, Texas, Utah and Wyoming.



Region 5 : SEC Pacific Regional Office
5670 Wilshire Blvd., Suite 1100
Los Angeles, CA 90036-3648
(213) 965-3998

Region: Alaska, Arizona, California, Guam, Hawaii, Idaho, Montana, Nevada, Oregon and Washington.


SEC Guidelines & Legal Referral

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Copyright © 1996 James E. Tessier. All Rights Reserved.